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Northeast and Islands Regional Educational Laboratory at Brown University |
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Report to the Providence School Board
March 9, 1998
Union/School Board Site Based Management Technical Support Committee (U/BSBMTSC)
Vidal P. Pérez, Chair
Northeast and Islands Regional Educational Laboratory at Brown University
(LAB at Brown University)
School Board
Arthur Zarrella, Superintendent
Joseph Renzulli, Asst. Superintendent for Teaching and Learning
Geneva Johnson,
Jaime Aguayo (alternate)
Providence Teachers Union
Phyllis Tennian, President
Joseph Almagno, Executive Vice President
Andrea Mattia, Director, Special Projects
Philip DeCecco, (alternate)
Kim Cotter-Lemus, (alternate)
Introduction:
In 1995, site based management language was adopted by the School Board
and the Providence Teachers Union. “Appendix W” as it is referred to, established
the Union School Board Site Based Management Technical Support Committee
(UB SBMTSC or Technical Support Committee), defined its membership and
the process for the designation of schools as site based managed. The membership
of the committee was divided equally between representatives appointed
by the School Board and those from the Providence Teachers Union. For a
number of reasons, the work of that committee became bogged down and the
contract signed in March of 1997 contained revisions to the language in
“Appendix W”. The new language called for the appointment of a seventh,
non-voting member, mutually agreed upon by the parties. This individual
would be a neutral chairperson that hopefully would be able to move the
work of the Technical Support Committee forward. Vidal P. Pérez,
the Rhode Island Liaison for the LAB at Brown University, was appointed
Chairperson in April of 1997. His appointment brought with it the resources
of the LAB at Brown University and their commitment to work with the District
on implementing site based management. Since May of 1997, the Technical
Support Committee has met at least twice a month to address the implementation
of site based management in the Providence School district. Before proceeding
further, it may be useful to provide a definition of site based management
and illustrate what site based managed schools might look like.
Definitions:
What is site based management?
Site based management (SBM) is a form of decentralization. It is the formal
alteration of governance arrangements. Site based management offers a way
to promote improvement by decentralizing control from central district
offices to individual school sites. It attempts to give principals, teachers,
parents, and other community members more control over what happens in
schools. Site based management does not focus merely on the process of
shared decision-making and management, but on powerful educational ideas
or classroom strategies which will significantly improve the performance
and the lives of children.
Without an emphasis on teaching and learning, site based managed schools
may become more efficiently run organizations yet still have little or
no impact on student achievement. School leadership or improvement teams
should make certain that all meetings and talk end up benefiting students
in some important and identifiable way. Agendas should not be crammed with
items like lunch duty, arranging school trips, mopping floors, but on what
needs to be changed in order to improve teaching and learning. (Ogawa;
Wohlsetter; Shanker)
What can it look like in Providence?
A site based managed school in Providence is one that utilizes information
about its teachers, students, and community to change the way teaching
and learning occurs. The following are examples of the issues site based
managed schools may address and the changes and decisions that may generate
in response:
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Schools with high mobility rates may decide to create a classroom that
transitions transferred students into their new environment, assessing
their skills and placing them in the appropriate class and providing the
help so that they adjust socially and academically to their new school.
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Schools with high student turnover schools can decide that regardless of
where a child moves in the city they can continue their education at the
same school through completion stabilizing their education and their lives.
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The school may decide to extend the year to 200 days to allow for increased
teacher collaboration, planning time, professional development and teaching
time.
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Schools could have their own pool of substitute teachers who know the school,
its children and community. Those substitutes will be familiar with the
curriculum and fit neatly into the culture of that school allowing permanent
teachers to participate in professional development activities that enhance
their practice and abilities to work with their students and school community.
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The school may create small inclusive classrooms that integrate special
education students with mainstream students and special education teachers
with mainstream teachers.
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A school may decide to implement instructional models and frameworks that
value a child’s culture and language, that reinforces high expectations
over remediation, that emphasizes a child’s strengths and assets over deficits,
that makes meaning between instruction and their daily lives.
Schools may adopt research based methods and programs that
improve student achievement, teacher performance and parental involvement
such as Success for All, Direct Instruction, New American Schools Co-Nect,
and others.
The above examples and illustrations require the waiver of existing administrative
policies and contractual language/agreements. Above all, the implementation
of site based management requires the unwavering support of the School
Board, the Superintendent, and administrators. The transition of central
office to a service provision role, meeting the needs of individual schools,
facilitating the acquisition of and distribution of resources to support
teaching and learning from a mandate making rule enforcing role.
The Work of the U/B SBMTSC to Date:
The Technical Support Committee has completed a great deal of work in the
last eight months. In order to provide guidance to schools applying to
become site based, it was important early on to define the administrative
and contractual parameters that would impact their plans. Consensus was
reached on those definitions by the Technical Support Committee. The following
represents what the Technical Support Committee defined as parameters.
Administrative/Central Office Parameters:
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SBM governance councils would have to follow Affirmative Action/EEO guidelines
established by central administration, state and federal laws and regulations.
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SBM governance councils should not unilaterally seek to change systems
without prior conversations with central office before making a change.
The SBM school should not enter into or create obligations that the entire
system would have to carry into the future. This is a necessary step to
avoid the mismanagement of resources. For example, they could not obligate
the system to construct a new “field house”.
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SBM schools would have to adhere to goal and objectives set for the district
as a whole and accept the standards set by the district.
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SBM schools continue to be part of the system, they like any other school,
would have to live within their allotted budgets although the school will
control spending. SBM schools would get budget increases associated with
population increases or other system wide increases.
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Capital Development plans for major building modifications would be beyond
the scope of the SBM school.
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SBM schools would have to adhere to district desegregation plans and mandates.
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SBM schools could not make decisions that could lead to tracking.
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Due process regulations as they apply to students cannot be waived.
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Any federal or state laws or mandates must be adhered to unless waived
prior.
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SBM School technology must be compatible with that used system wide.
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The SBM school can know its Federal allocation before or while working
on its budget.
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All federal dollars need to be justified and accounted for in accordance
with federal guidelines.
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SBM schools will be able to select professional and clerical staff. Contract
language to that effect needs to be developed. The SBM site council has
the right to select, from a pool of screened/approved candidates. SBM site
councils should not hire or fire but be able to select from approved candidates.
For example, the SBM can obtain resumes of approved candidates from Personnel
and select candidates to fill vacancies.
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The SBM school can spend their federal dollars in a way that is different
from the rest of the district. For example, they could reintroduce a reading
program, although dollars are not being spent that way in the district
any longer as long as dollars are spent within the federal guidelines and
constraints, and does not exceed the allotted amount for the school.
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Once a SBM proposal and budget is approved, the schools would not then
have to go through a redundant approval of expenditures at the central
office. The assumption is that everything in the proposal including the
budget, once approved by the Technical Support Committee can be moved on
without going through a redundant approval process at the central office.
For example, purchasing/expenditures will move forward and through the
system automatically. Professional development plans will have been approved
and not have to go through the centralized approval process again.
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Staff selection should go beyond teaching and for professional personnel
and include guidance counselors, social workers, speech therapists, etc.
as it is assumed that these schools will be involved in teaming.
Contractual/Collective Bargaining parameters:
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The transfer list does not apply. The SBM school will post, interview and
select, but cannot cause others in the system to be fired or laid off.
As these are new vacancies in the school this should not be an issue. Seniority
rules only when there is a recall list and there currently is not a recall
list.
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Given the anticipated teaming that may take place in SBM schools these
schools would have to devise a system that would clearly track the accrual
of SWACs.
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Class size is to be determined by the SBM Governance Council, as long as
they maintain a staffing level in the building that keeps the student to
teacher ratio 26:1.
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School opening and closing times and school year may be subject to modification
and a change in contract language or waiver would be sought to allow for
that. Teachers/ personnel applying for jobs need to be told “up front”
that the school year is 200 days, and that opening and closing times are
different.
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The creation of a substitute pool specifically for the SBM schools by the
SBM school.
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Grievances would be settled at the building level. SBM management councils
should be able to resolve problems at the Level 1 step procedure outlined
in the contract.
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SBM schools cannot change salaries, rates of pay, benefits.
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Teachers selected to work in SBM schools need to be allowed an “opt out”
provision.
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It is the School Board that hires and fires, SBM schools selects candidate
that are determined qualified.
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Evaluations and assessments of staff do not differ from that for the district
as per contractual language and process.
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Language changes or waivers that would allow for flexibility in assigned
planning periods so that elementary schools can benefit as secondary schools
do from language that allows for 1 planning period per day or 5 per week.
Currently language for elementary school teachers is “1 planning period
per day”.
Core Principles that provide the foundation for the implementation of site
based management in the district were also discussed by the Technical Support
Committee. These “core principles” define the concepts of school leadership
teams, provide a common set of beliefs and should serve to guide the work
of the school board, school district, individual schools and the teachers
union.
Core Principles for Site Based Management:
School Leadership Teams
School leadership teams make decisions that affect children's daily lives
and their opportunities for learning. Because every school is unique, its
school leadership team will operate uniquely. However, for the teams to
be successful, all team members and all levels of the school system must
work together. Therefore, all those involved need to agree on a common
set of principles.
The following principles have been drafted based on the experiences
of successful teams research and feedback received from many groups.
Note: This document uses the term "school leadership teams." However,
there are many other terms that mean the same thing. Some of these other
terms are: site-based decision making, school-based management, shared
decision making, school councils, school improvement teams, and school
planning teams.
Basic Beliefs
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All children can learn at higher levels if they are provided with a high
quality education.
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Those in the school community closest to children can make the best decisions
about the educational choices that will improve their students’ achievement.
The school community includes teaching staff, administrators, support staff,
parents, students, the community school board, the district office staff,
and local community organizations.
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School leadership teams are a way that the school community can work together
to make the best educational choices. For a team to succeed, all members
must agree that their goal is to improve the quality of their students’
education.
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School leadership teams may operate in many different ways. No one way
is right for every school.
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Schools are now at different levels of readiness. All city schools, in
time, will have school leadership teams operating successfully.
Core Principles Related To School Leadership Teams:
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Core Principles Related to Schools
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Educational focus: Leadership teams will focus on the issues that
affect children's learning.
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Composition of team: Each school will have a leadership team that
is representative of the school community. The team will include administrators,
parents, teachers, other school personnel, and (in middle and high schools)
students. By contractual agreement, School Leadership Teams will be comprised
of 51% teachers. Leadership teams will have a balance of school staff and
parent members. School leadership teams may include representatives of
community-based organizations or local businesses or other community members.
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Team leadership: Any member of a school leadership team may serve
as chair.
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Responsibilities of the team: The duties of the school leadership
team are to: determine the educational needs of students, make decisions
to meet those needs based on the best available information, ensure that
resources support the improvement of teaching and learning, and evaluate
the effect of its decisions. All members of the team share responsibility
for these duties.
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Role of the principal: The principal is the administrative and instructional
leader of the school and responsible for its day-to-day operations. The
principal is ultimately held accountable for the performance of the school.
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Resolution of conflicts: School leadership teams are responsible
for resolving internal conflicts and coming to decisions. If conflicts
cannot be resolved, the team is expected to seek outside help.
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Coordination: The school leadership team coordinates the work of
other teams, subcommittees, and task forces in the school.
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Compliance with state and federal laws: A school leadership team
may not make decisions that violate any federal or state laws related to
consultation with parents and teachers, planning processes, parent involvement,
or contracts. A school leadership team may seek waivers from regulations
in order to execute its duties as described above.
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Support: Successful teams require preparation and planning, ongoing
skills training, and adequate time to conduct team business.
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Communication: Each school leadership team must keep the school
community regularly informed of its discussions and decisions.
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Core Principles Related to the District Office
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Support: The District superintendent and staff will provide ongoing
support to school leadership teams. This support will include the revision
of administrative policy and practice to facilitate site based management,
professional development, and resource development and acquisition.
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Continuous improvement: The District superintendent will track the
progress of school leadership teams for all schools and the effect of school
leadership actions on student achievement. When necessary, the superintendent
will work closely with the Union /School Board Site Based Management Technical
Support Committee (U/B SBMTSC) and school leadership teams to guide improvements.
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Communication: The District superintendent will provide the information
that schools need to successfully operate school leadership teams. This
information will include how other leadership teams in the district are
working.
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Resolution of conflicts: The District superintendent will work together
with the U/B SBMTSC and schools to establish a fair means for resolving
conflicts within school leadership teams.
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Core Principles Related to the U/B SBMTSC
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Support: The U/B SBMTSC will provide ongoing support to the district
for school leadership teams.
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Continuous improvement: The U/B SBMTSC will oversee the district’s
progress in establishing and maintaining effective school leadership teams
in all schools, and, when necessary, work closely with district and schools
to guide improvements.
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Communication: The U/B SBMTSC will make available the information
that district offices and schools need to successfully operate school leadership
teams. The U/B SBMTSC will identify and share good practices.
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Resolution of conflicts: The U/B SBMTSC will work together with
the district superintendent and schools to establish fair means for resolving
conflicts within school leadership teams.
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Core Principles Related to Support by Others (examples: LAB, CBOs)
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Support: The effectiveness of school leadership teams is enhanced
by the support they receive from professional associations and community
organizations. This support may include:
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professional development,
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group facilitating,
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sharing information on team progress and best practices,
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informing the community about team principles and progress,
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data analysis and planning support.
Progress on site Based Management Proposals and Prototypes:
Prototype Schools
In May of 1997 the Union School Board Site Based Management Technical Support
Committee met for the first time under the terms of the Collective Bargaining
Agreement signed in March 1997. The agreement also required that the two
new elementary schools scheduled to open in September of 1997 were to open
as site based managed schools. The Technical Support Committee immediately
focused its work on the two schools that are now known as the Alfred Lima
and Charles Fortes elementary schools. The team from the LAB at Brown,
working with the Technical Support Committee, suggested that it was not
possible to plan and open two site based managed schools in September 1997.
The Technical Support Committee then created a new agenda and scope of
work for the District’s “Design Team”. The LAB, over a 10 day period in
June worked with this “Design Team” (made up of teachers, a secretary and
a Teacher’s Aide, employed by the school department) to write the job posting
for positions at the Lima and Fortes schools, a mission statement for the
schools, a model governance structure, and time frame for the completion
of the proposal for designation as site based managed schools. Their work
laid the groundwork for the School Improvement Teams now functioning at
those two schools. The LAB has been working with the faculty and staff
of these two schools since they opened in September 1997. The U/B SBMTSC
has been monitoring the efforts of these two schools during the same time
period.
Existing Site Based Management Proposals
Three proposals were submitted to the U/B SBMTSC prior to May 1997. Veazie
Street School, Windmill and Fox Point/Gregorian Elementary schools submitted
proposals during the 1995-96 school year. Of these three, the Veazie Street
proposal was the only one formally reviewed by the Technical Support Committee
during the 1995-96 school year.
Mr. DiRobbio and Ms. Tennian met with representatives from Veazie Street
Elementary School and communicated the areas of the proposal in need of
revision to those representatives. The other two proposals and the revised
Veazie Street School proposals were not formally reviewed by the Technical
Support Committee until the fall of 1997.
The Alternate Learning Project (ALP) submitted a proposal in October
1997. This proposal was also reviewed in the fall of 1997.
A technical and critical review of the proposals submitted by the Windmill,
Veazie Street, Fox Point/Gregorian and ALP schools found that although
these schools shared a commitment to undertaking site based management
they lacked the knowledge on planning for the implementation of site based
management in their schools. We did not find in our review that they lacked
the ability but how to put their skills to work on this task.
Likewise, the work at the Lima and Fortes schools indicated that they
have made progress in the planning of their site based managed schools.
However, the “newness” of the faculty, students, and facilities have slowed
things down. In effect they have been getting to know each other as a faculty,
as a school, and as a community and developing a school culture that includes
shared decision making. They are moving forward and in the last month our
work with them is beginning to bear fruit.
In consideration of the above the LAB staff devised a plan to move these
six (6) schools toward site based management in a comprehensive and coordinated
way.
The LAB at Brown will initiate a professional development process that
when completed will result in the above named schools (and possibly one
more) designation as site based managed by the Technical Support Committee
by June of 1998. Participation by the leadership teams or governance councils
of the above schools will be required.
The Superintendent must actively support and facilitate the active
participation of these teams. Policies and procedures that impede the execution
of the professional development series and the development of site based
management at the above named schools must be revised so as to facilitate
not impede this transition.
The Professional Development series and associated themes is outlined
below. Participants will engage in skill development through hands on work
on actual school specific issues and on lecture reading and study groups.
Session 1 - Overview of Active Site Based Decision-Making
Theme: “Actively restructuring schools used their decision making authority
to create meaningful changes in teaching and learning. Authority and power
are widely distributed throughout the school”.
Session 2 - Communication and Information
Theme: “Actively restructuring schools, collect lots of information
and use it to meet school priorities. They have multiple mechanisms for
communicating information to all stake holders”.
Session 3 - Knowledge and Skills
Theme: “Knowledge and skills development in actively restructuring
schools is an ongoing process oriented toward building a school wide capacity
for change, creating a professional learning community and developing a
shared knowledge base. Actively restructuring schools strategically link
professional development to the schools reform agenda”.
Session 4 - Proposal Writing 101
Theme: “Actively restructuring schools must be able to produce concise
written plans that express the breadth and depth of the schools reform
agenda to a broad audience of stake holders”.
Session 5 - Instructional Guidance Mechanism
Theme: “Actively restructuring schools have an active live vision,
stated learning goals, curriculum frameworks and materials, and accountability
assessment systems.”
Session 6 - Leadership
Theme: “Leadership in actively restructuring schools is shared and
often a cadre of teacher leaders emerge to take on the various governance
issues surrounding site based management. Principals move toward the role
of managers and facilitators of change and work hard to foster a strong
sense of a school learning community”.
Session 7 - Resources
Theme: “Actively Restructuring schools cultivate resources from outside
the school through involvement in professional networks and entrepreneurial
activity in the local business community”.
In addition to the professional development series described above,
the LAB at Brown will also provide:
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Ongoing technical assistance to schools designated or in the process of
designation as site based managed.
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An assessment of school readiness for site based management development
activities and implementation capabilities.
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Technical review of site based management proposals.
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Materials, meeting space and other support as necessary.
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Quarterly progress reports to the School Board.
Given that this is a Providence School District initiative the school district
will provide:
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A senior level administrator that will be the liaison between the LAB,
the School district and the schools that will troubleshoot problems and
issues on the Central Office end and ensure the participation of school
based and district personnel.
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Provide the logistical and structural support necessary to effect the transition
to site base management and to navigate the central office bureaucracy.
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Lead the transition of the central office to service oriented from a mandate
making role.
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The superintendent must clearly delineate the authority of this administrator
in the effort and communicate that to the district office and school based
staff.
The Providence Teachers Union will provide:
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A staff member that will be the liaison between the LAB, the Union delegates
and the membership, who will troubleshoot problems and issues related to
contractual matters and ensure the participation of building delegates.
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Provide the logistical and structural support necessary to effect that
transition to site based management and to navigate the collective bargaining
agreement.
The ongoing strategy:
We refer to the above named schools as the “first wave schools” and project
a period of work with these schools of between twelve and eighteen months.
It is expected that a “second wave” schools will emerge over the course
of the 1998-1999 school year. |
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